[北京时间:2006-1-25 15:22] 来源:leader 收藏此页 网友评论 0 条 |
 Leader Investments, Inc., is an Illinois-based corporation, organized under the laws of the State of Illinois. The main business of Leader Investments is the offering of contracts in stocks, bonds, mutual funds, futures and options on futures. Leader Investments, Inc., is located at 3939 N. Wilke Road, Arlington Heights, Illinois 60004. Leader Investments began operations on August 18, 1994.
Leader Investments, Inc., is registered as a Broker-Dealer with the Securities and Exchange Commission ("SEC") and is a member of the National Association of Securities Dealers ("NASD"), an organization of firms dealing in the securities industry. Leader Investments is also registered as a Futures Commission Merchant ("FCM") with the Commodities Futures Trading Commission ("CFTC"), the arm of the United States government which regulates trading in futures and options on futures contracts, and is a member of the National Futures Association ("NFA"), an organization of firms operating in the futures industry. Both the NASD and the NFA are self-regulatory bodies charged with enforcing the rules of the SEC and the CFTC, respectively.
Operating both as a Broker-Dealer and as an FCM, Leader Investments, Inc., generally introduces its clients to firms which are clearing members of the appropriate exchanges upon which the various contracts are traded. For securities, Leader Investments has established a clearing arrangement with Mesirow Financial, Inc., a member of the New York Stock Exchange as well as all other major exchanges. Mesirow has shareholders' capital in excess of $75 million.
Securities clients of Leader Investments open accounts directly with Mesirow and are carried on the books of Mesirow. All securities transactions are cleared by Mesirow. Transaction orders are phoned or sent via the Internet to Leader Investments and then passed to Mesirow.
Leader Investments is able to provide all of the services of any other full-service brokerage firm. Leader has on-line access to Mesirow's automated order entry and customer accounting systems. Market order executions are reported back in a matter of seconds.??Clients may view all their account information through the Internet.
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